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What Is Heinrich Theory?

October 20, 2023
Bill Kimball

Regardless of the statistics and shape of the safety triangle, the emphasis on reporting all incidents, including near misses, and dealing with them to prevent actual losses, is a sound safety practice. We will discuss the value of this approach further in our follow-up blog on this topic. Organizations must also develop a good safety culture by getting all employees and all levels of management involved in the safety program. A NIOSH study of the Heinrich safety triangle, pictured above, found that lower-severity events within a mine can help predict a future fatal event within the same mine. In addition, Howe said attributing 88 percent of accidents to unsafe acts fails to take into account that accidents usually have multiple causes and contributing factors. Bob LoMastro, a longtime safety trainer specializing in electrical safety, offered a different view.

Researchers found that the top theme behind SIFs, breakdowns in the processes surrounding Life-Saving policies and programs (42%), related to 0% of non-SIFs. Therefore, a better way to use Heinrich’s pyramid is through the prism of SIF potential.

  • Our services embrace every aspect of organizational development.
  • Unsafe acts and conditions lead to progressively more serious injuries and even fatalities.
  • To climb on and off construction equipment safely, always maintain three points of contact.
  • Statistician William Edwards Deming, whose work on quality control is credited with helping to turn around the Japanese economy after World War II, believed the vast majority of problems were the fault of the system , not the worker.
  • The findings fit with Erickson’s observations as a consultant and safety manager, yet she was struck by the dichotomy between that and what Heinrich said.
  • In recent times, it has come under criticism over the scores designated to each category of accident and for focusing on the reduction in minor injuries.
  • Bob LoMastro, a longtime safety trainer specializing in electrical safety, offered a different view.

So they both expanded on this study in their book Practical Loss Control Leadership in 1985. For safety experts, understanding the role of the safety triangle theory and proposed changes is essential to designing and implementing a culture of workplace safety. Anyone graduating with a bachelor’s degree in occupational health and safety and entering the occupational safety workforce is expected to be able to implement the latest safety theories in the workplace. In the book, Heinrich introduced 10 axioms of industrial safety, also called the domino theory, which states that an injury typically results from a series of factors that are dependent on the preceding factor. Removal of a single element can prevent injuries or accidents, Heinrich theorized. Our study aimed to find out whether or not the ideas found within the safety triangle are valid. Specifically, we first wanted to understand if near misses and less severe work-related injuries affect the number of work-related fatalities that occur over time in mining establishments.

Since the pioneering work by Heinrich and Bird, who was a safety director at a steel company, other occupational safety experts have updated the data. EHS Insight is the world’s most flexible, powerful, easy to use environmental, health and safety management software. Since 2009, the team at EHS Insight have been on a mission to make the world a better place. This is required as, often, SIFs are the result of a complex series of mechanical, operational, engineering, and human failures. In other words, there is one workplace fatality for every 600 minor incidents. Fundamentally, the pyramid claims that focusing on near misses and first aid incidents leads to a reduction of fatalities and lost time injuries .

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Unfortunately, Heinrich’s original record has since been lost. Herbert Heinrich, a pioneer in workplace health and safety, first proposed the relationship in 1931 by determining that if minor accidents are reduced then there will be a corresponding fall in the number of serious accidents. Heinrich proposed a relationship of one major injury accident to 29 minor injury accidents, to 300 no-injury accidents.

Results showed that a lower-severity events in a mine may be used to predict fatalities within the same mine. They also found that the safety pyramid applies in mining, but it depends on the definition of injury severity. In other words, the safety pyramid exists, but not for all approaches to define injury severity. The pyramid was most applicable to severity metrics linking the number of lost work days to work-related injuries.

An incident is an unplanned or unwanted event that resulted in, or could have resulted in, a loss. That’s where we can help, with data-oriented safety management software that makes it easy to take charge of your data to draw practical conclusions. She cited a 2010 study from the National Opinion Research Center at the University of Chicago that found 85 percent of workers rated workplace safety as the most important labor standard. The findings fit with Erickson’s observations as a consultant and safety manager, yet she was struck by the dichotomy between that and what Heinrich said. James Howe, head of Safety Solutions in Medford, OR, and former assistant director of health and safety for the United Auto Workers, also takes issue with the ratio. Organizations must focus on SIF potential near misses and incidents, rather than the flawed belief that reducing near misses overall will reduce serious injuries. Safety professionals protest that Heinrich’s model pedals a culture where employees fear they will be seen at fault.

Implementing Organizational Safety Changes

Other writers, such as Frank E. Bird, have since expanded upon the theory. A triangle or pyramid often shows this relationship pictorially. Analysts have described it as a cornerstone of 20th-century workplace health and safety philosophy.

heinrich's theory

According to this theory, human error caused 88 percent of all accidents. The Safety Triangle diverts attention away from the most serious incidents that could lead to deaths, the Campbell Institute said.

It’s a funny anecdote he and his wife tell their friends over dinner and cocktails later that week. To anyone who knows this story, though, it’s an omen foreshadowing his tragic tale. A couple days after laughing about the tricycle with his wife and friends, he is leaving for work again.

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To climb on and off construction equipment safely, always maintain three points of contact. That means two hands and one foot or two feet and one hand on the equipment at all times. Three-point contact forms a triangle of anchor points that changes in form while you mount or dismount.

He puts his foot on the brake, shifts his car into reverse, and backs without looking, not realizing this time his daughter is standing behind his car. Emphasize risk analysis so that we do not lose sight of low probability high impact incidents that may not be related to less serious near misses. At EKU, students learn about advanced-level safety solutions that prepare them for work in the public and private sectors. The university’s faculty are safety industry leaders who are committed to helping students succeed. Several Pro-Sapien clients also capture potential severity, to further inform the follow up process. In enterprises, this process is supported by powerful safety software, like Pro-Sapien.

Problems With The Heinrich Pyramid

Heinrich wrote that the root of 88% of incidents is ‘unsafe acts of persons’. According to the pyramid, for every 300 accidents, 300 are no injury, 30 are minor injury and one is a major injury. In developing its recommendations to revamp the safety triangle, the Campbell Institute said safety professionals must focus on precursors that have the potential to cause serious injuries or deaths. Some strategies to prevent such incidents include identifying the precursors, educating employees about them, and eliminating the possibility for such events. The “accident triangle” or “safety pyramid”, is a theory that there is a direct relationship between serious accidents, minor accidents and near misses.

“All he provided was a conclusion, and he primarily relied on the subjective observations of others.” Some of whom “had a stake in blaming the employee rather than assuming any responsibility,” Erickson added. Statistician William Edwards Deming, whose work on quality control is credited with helping to turn around the Japanese economy after World War II, believed the vast majority of problems were the fault of the system , not the worker. Pro-Sapien is the go-to provider of enterprise Environmental, Health & Safety software on Office 365. If the answer to any of the qualifying questions is Yes, there is SIF exposure potential—and a permit to work should be required to manage that risk. Therefore, by providing the tools to carry out a methodical investigation, IMS helps to slice the Heinrich pyramid to properly manage SIF exposure events. LBC Tank Terminals implemented this approach to shift to a proactive culture, and their success won them an EHS Innovation Award from Verdantix. Using Incident Management Software , this starts with an appropriately trained person categorizing near miss and incident reports.

For example, a back strain from manual handling has little SIF potential, while an elevated fall has high SIF potential. Near misses with SIF potential are situations that could have caused major harm if conditions, systems, or acts were slightly different. Completing the challenge below proves you are a human and gives you temporary access. Another way to prevent getting this page in the future is to use Privacy Pass. You may need to download version 2.0 now from the Chrome Web Store.

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He produced a new triangle that showed a relationship of one serious injury accident to 10 minor injury accidents, to 30 damage causing accidents, to 600 near misses. Bird, like Heinrich, claimed that the majority of accidents could be predicted and prevented by acting on minor incidents and the behaviour of employees. So he based his findings on 1.7 million accident reports from almost 300 companies. So his updated triangle showed a relationship of one serious injury accident to 10 minor injury accidents, to 30 damage-causing accidents, to 600 near misses. He established a link between the number of near misses and the number of major accidents. Hence, he claimed that human intervention could predict and prevent most accidents.

They found it to be a useful but complicated theory to predict workplace injuries. Here’s what you need to know about the safety pyramid and how you can apply it to your incident management. As a proponent of evidence-based interventions, Erickson’s main critique is that Heinrich’s work was not scientific. He used accident reports completed by supervisors, based his observations on retrospective data and failed to investigate possible underlying causes, she said. Because when basing safety efforts on the premise that man failure causes the most accidents, the preventive efforts are directed at the worker rather than on the operating system in which the work is done,” Manuele wrote. Heinrich is credited with bringing attention to workplace safety and focusing on the human element of safety. This is based on the premise that events leading up to a near miss / incident are what hold the SIF potential or non-potential, not necessarily the outcome.